Senior Compliance Manager, Macquarie Securities Group, Risk Management Group
- Senior Compliance Manager
- Macquarie Securities Group (MSG) within the Risk Management Group (RMG)
- 1 Martin Place office
As a Senior Compliance Manager, you will consult with and advise key stakeholders within the Macquarie Securities Group (MSG) to ensure Macquarie continues to meet the obligations of its regulatory and compliance framework. An experienced compliance practitioner, your ability to engage, consult with and influence senior stakeholders will be critical to your success.
About the role:
- providing advice to the business on compliance implications arising from business changes (e.g. New Products) and regulatory change
- reviewing, updating and implementing policies and procedures as required
- managing and delivering on compliance projects and monitoring programs
- regulatory enquiry and incident management advice, resolution and reporting
- promoting awareness of compliance
- liaising with other members of the MSG-aligned Compliance team globally to ensure effective support of MSG's businesses (Delta 1, Cash Sales and Trading, Principal Trading, Research, Equity Finance)
About you:
- resilient personality and be highly self motivated with the ability to make things happen
- tertiary qualified in Accounting / Finance, Law or another related discipline
- demonstrable compliance experience - those with institutional equity market experience will be favourably regarded, as will those who have been working in the Australia market and who are across the vast regulatory change being undertaken in the Australian equities market
- persuasive communication skills, both written and oral
- experience with regulators and industry bodies such as ASIC, ASX and AFMA.
About us:
The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed.
Strong prudential management has been a key to Macquarie's success over many years. The Risk Management Group is an independent, centralised unit responsible for assessing and monitoring risks across the Macquarie Group. The Compliance Division within Macquarie's Risk Management Group provides compliance support and advice to Macquarie's operating businesses. Compliance staff are aligned with Macquarie's operating businesses, assisting those businesses globally to manage their compliance risks. These, together with a strong, committed team are key drivers of Macquarie's success.
Macquarie Securities Group ("MSG") is involved in a broad range of financial markets trading activities. Its services range from the provision of Sales and Trading activities to Institutional clients across Derivatives and Cash Products, Proprietary trading activity including index arbitrage and dual listed and hybrid trading, and the provision of Equity Research to Institutional Clients.
You will be rewarded with a high level of autonomy and the opportunity to shape the role of Compliance within this important stakeholder group. This role also has the ability to gain exposure to the FICC market, with the MSG team and the FICC team working closely.
To apply, please follow the links below. For a confidential discussion call Scott Harris on 02 8237 6166
Advertised:
14 Mar 2013 Aus. Eastern Standard Time
Leave a Reply
You must be logged in to post a comment.