Senior Compliance Manager – Private Banking recruitment
Our client, a leading international Private Bank is looking for a Senior Compliance Manager to join their Compliance Department. The individual would support the Compliance function in identifying and mitigating risks across the business and help to promote a proactive compliance culture within the firm.
Duties include
:• Support the business by providing compliance advice and guidance in relation to existing and new business initiatives
.• Develop and maintain compliance policies and procedures in line with Swiss regulations and the company’s internal standards.
• Liaise with and provide guidance to Senior Management
.• Be point of contact for relevant rules and regulation for discretionary offerings, ensuring appropriate controls are in place and proper reviews are conducted to maintain standards
• Develop and deliver compliance training as appropriate
• Develop and monitor complaint Key Performance Indicators to assist in the identification of trends, and to feed into the appraisal process of employees.
• Provide assistance and lead on ad hoc projects when they arise
The successful candidate will ideally have a Private Banking, Wealth Management or Investment Management background with a broad range of product knowledge. You will be aware of current regulatory issues and possess excellent communication and interpersonal skills to deal with Senior Management in Switzerland and Abroad.
If you are interested in this opportunity, please apply online.