Senior Compliance Manager recruitment
This position is designed to provide Compliance support, primarily to the Corporate Finance business and where necessary, support to other areas such as Capital Markets (both debt and equity) and Research. You will be required to work on a global level with various compliance teams to ensure coordination and implementation of best practices for the respective businesses.
You will be required to implement appropriate compliance infrastructure and controls, perform risk assessments, and provide efficient and practical advice, risk identification of regulatory changes or business developments and provide advice on new product and new business structures. Further responsibilities include development and maintenance of compliance policies and procedures, regulatory risk management, supervision of training requirements, monitoring, marketing activities, licensing and desk reviews, plus working with global product heads for standardisation, reporting and efficiency of all related compliance matters.
To be successful in this role you will need to be a compliance officer or qualified lawyer with a background in corporate finance, principal finance and/or research experience with major investment banks, with a minimum of 10 years of industry experience regionally. Strong knowledge of rules and regulations in corporate finance, principal finance and research, strong communication skills and strong analytical and organizational skills are all essential.
A very competitive and attractive remuneration will be provided to the right candidate. If this is you, apply online or email damien@randstad.com.sg. Alternatively, for a confidential discussion please contact Damien on 6510-1363.
*** Please note, only shortlisted candidates will be contacted ***