Senior Compliance Manager recruitment
A Big 4 Retail Bank is seeking a Senior Compliance Manager. The Senior Compliance Manager will be required to lead a team of managers, setting objectives aimed at the working to the framework of the Compliance plan as well as coaching and developing the team.
Responsibilities
The successful candidate will be responsible for building upon the understanding and requirements for Compliance within the team and within the organisation by developing and managing effective relationships at all levels. This will include formal stakeholder engagement, including identification and escalation of issues, decisions reached and any further activity/escalation to the Compliance Director, Head of Compliance, Group Compliance and Regulators if appropriate.
Provide technical guidance, support and tailored feedback on regulatory issues to both the business
Compliance Manager population, ensuring that new business proposals as well as existing processes, systems and controls comply with regulatory obligations and internal obligations.
Ensuring all issues of Regulatory Risk are escalated promptly to the Compliance Director or Head of Compliance.
Ensuring that all contact with regulators is logged and that all open commitments to the Regulator are tracked to completion.
Skill Set
Strong interpersonal skills and the ability to communicate effectively at all levels.
Knowledge sharing providing coaching, and feedback to create the positive environment and on going development of staff to meet personal and corporate goals
The successful candidate will have the following:
In depth technical compliance knowledge and the application of necessary FSA rules
Working knowledge of key regulatory bodies including:
ICO
Office of Fair Trading
Financial Ombudsman Service
OFFCOM
The Lending Standards Board
Please forward your CV to richard.rapley@hays.com or call 0203 465 0110 for more information