Senior Compliance – Monitoring recruitment
World-class Asset Manager looking to strengthen their Compliance team with a Senior Compliance Officer who could possibly assist in team management. You will be part of a small team and should be able to handle a broad range of responsibilities, whilst being a primary contact for Quant and Total Return Fund activities.
Key duties:
- Improve compliance monitoring procedures and processes in compliance with Swiss and international regulations.
- Identify and report conflicts of interest arising from new products or business initiatives.
- Daily monitoring of adherence to investment guidelines and investment restrictions.
- Report any breaches and/or errors.
- Work in close cooperation with the Fund Managers and advise all busines lines.
- Stay abreast of developments in Swiss and international regulations.
Your background:
- Unversity degree in Law or Finance
- 7+ Years experience, preferably in Compliance for an Asset Manager or alternatively in a Monitoring role for a Private Bank or External Audit firm.
- Knowledge of Swiss, UK and US regulations and financial products.
- Fluency in English and French, ideally as well German.
- Trustworthy, discreet and effective communicator.
May 7, 2012
• Tags: Accounting & Finance careers in the Switzerland, Monitoring recruitment, Senior Compliance • Posted in: Financial