Senior Compliance Officer, Asset Management firm ($25-$45K/mth) recruitment
The Company
Are you looking for a compliance position that offers the variety and scope for you to enhance your professional career in 2012? Our client is a well established and highly regarded Asset Management firm in Hong Kong seeking to appoint an experienced Compliance Officer within their continued growing business.
The Role
• Conduct compliance monitoring reviews and testing under the compliance program;
• Develop, implement and monitor policies and procedures to ensure compliance with relevant legislative, regulatory and policy requirements;
• Assist in reviewing and analysing changes to legislative requirements and their effect upon business practices and assist in the implementation of these changes;
• Manage and maintain the compliance framework;
• Advise business on KYC requirements on account opening;
• Review marketing material;
• Assist in handling SFC's enquiries;
• Conduct compliance training; and
• Assist in ad-hoc projects as required
Your Profile
As the successful candidate, you will be a degree holder in Finance/Law. You must have at least 3 years' Compliance/Legal working experience within a financial institution. Experience in relation to securities, brokerage, asset management or fund house is preferred. You will have strong interpersonal and communication skills. Fluency in English and Cantonese a must, ability to speak other languages is a plus.
Apply Today
Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.