Senior Compliance Officer/Assistant Manager recruitment
Job Description: • Provide support to the group regarding compliance issues and in the work related to anti-money laundering and anti-terrorist financing• Identify rules and regulations applicable to the business when essential from a compliance risk aspect and develop expertise regarding these• Make proposals regarding implementation of procedures, policies, regulations, judgments and decisions by providing internal instructions and guidelines in compliance related matters• Assist in obtaining all regulatory authorizations and establish contact routines with other authorities and/or bodies Read more […]
Senior Compliance Officer – 1 year contract recruitment
Principal ActivitiesThe Compliance Department’s objective is to help protect the firm’s reputation and facilitate its business activities by providing advice on, and reasonable assurance of, compliance with applicable laws, regulations, rules and corporate policies, and high ethical standards. Compliance achieves these objectives by providing the firm with Advice, Education and Monitoring services.The candidate will work closely with each of the Compliance product/specialist compliance officers to ensure that there is a consistent and coordinated delivery of the compliance program. In addition, Read more […]
Senior Compliance Officer, Asset Management recruitment
The Company Due to strong performance and expansion through the Asia Pacific region, a leading global asset management firm is currently sourcing an experienced compliance officer to join their HK team. This role is ideal for an ambitious individual looking for a step up in their career in compliance. The Role Conducting regular compliance monitoring checking; Reviewing marketing materials; Assisting in implementing and managing a robust compliance framework, including ongoing compliance monitoring and testing program; Preparing materials and conducting training on compliance requirements to Read more […]
Senior Compliance Officer, Global Markets (80-95k/mth) recruitment
The Company An European based wholesale bank, with strong compliance team and culture in placed, seeking for a compliance professional to join their small compliance team. The Role As a senior member to the Compliance Team, you will be reporting to Regional Head of Compliance of the bank, responsible for providing compliance advisory to their Derivatives Fixed Income desk, conducting regular compliance review and checking, staff dealing, liaising with local regulators (HKMA SFC), implementation of compliance programs to ensure operations are compile to regulatory requirements.Your Profile The Read more […]
Senior Compliance Officer – PB recruitment
Our client, a prestigious Private Bank with several international entities, is looking to expand its Legal Compliance team in Zurich. The role reports directly to the Head of Legal Compliance and you will be part of a team of Senior Compliance Specialists.The Compliance team acts as Advisors to the Front and works in close cooperation with the business. The role encompasses all areas of Private Banking Compliance, being AML, KYC, PEP, CDB, Suitability, Investment Trading and External Asset Management. You stay abreast of regulatory developments and ensure the business fully complies with regulations Read more […]
Senior Compliance Officer – Commodities recruitment
Our client, an international financial institution is looking for a compliance advisory manager to join their compliance department and work with the business and other departments to mitigate regulatory risks and facilitate the compliance culture.Duties Include: • Support Senior Management to ensure the business meets its regulatory requirements • Provide guidance, advice and interpretation regarding compliance issues to the business • Participate in meetings with the business to provide compliance advice on various issues. • Assist in ensuring that effective monitoring and control Read more […]
Senior Compliance Officer – Dubai recruitment
Our client is an Asian major commercial bank with a huge capital base focusing on corporate and wholesale banking. Due to the new branch license in Dubai, they are looking for a high caliber Senior Compliance Officer to join the team and start up the branch there.Key responsibilities:• Liaising Dealing with local Regulatory Authorities to ensure compliance with relevant statutes.• Responsible for working with outside counsel to establish the business, obtain all necessary licences, set up internal compliance systems, undertaking all reporting to regulators and providing all legal advice • Read more […]
Senior Compliance Officer, Alternative & Quantitative Investment recruitment
UBS can offer you an environment geared towards performance, attractive career opportunities, and an open corporate culture that values and rewards the contribution of every individual.Description:The Senior Compliance Officer will provide a comprehensive advisory, monitoring and control service for the AQ business in this region, including early involvement with business and product development activities, to enable new products and transactions to meet all regulatory requirements and reflect best practice in the industry. S/he will work closely with the management of the business area to establish Read more […]
Senior Compliance Officer, Transaction Banking recruitment
• Major Bank • SEA Transaction Banking Global Securities Services Coverage• Singapore-based Our client is a major bank with strong commitment to expand its regional operations. It is seeking for a dynamic Senior Compliance Officer for its Transaction Banking business. Reporting to the Global Head of Compliance, Transaction Banking, you will provide product specific compliance support to the Securities Services globally and also SEA compliance lead role for Transaction Banking. You will provide product and business advisory compliance to the Global Securities Services business, particularly Read more […]
Senior Compliance Officer – Bahamas recruitment
Candidates must have a minimum 5 years in the financial services industry with an established and proven track record in the field of compliance. • In depth knowledge of the local regulatory environment with emphasis on offshore banking and securities (Preferred). • Sound knowledge of the offshore financial services industry and its products and services. • Advanced degree or certification in Compliance, AML, KYC or other related disciplines. • Working knowledge with another language such as Spanish or Portuguese would be an asset. Fantastic package and benefits on Read more […]