Senior Compliance Officer, Transaction Banking recruitment

• Major Bank

• SEA Transaction Banking Global Securities Services Coverage

• Singapore-based

Our client is a major bank with strong commitment to expand its regional operations. It is seeking for a dynamic Senior Compliance Officer for its Transaction Banking business. 

Reporting to the Global Head of Compliance, Transaction Banking, you will provide product specific compliance support to the Securities Services globally and also SEA compliance lead role for Transaction Banking. You will provide product and business advisory compliance to the Global Securities Services business, particularly with respect to new products and initiatives. You will assist in the development compliance policies and procedures applicable to the Securities Services business globally and Transaction Banking business in the region.  You will actively participate in the delivery of a program of activities that educates and encourage business managers and staff to operate in compliance with relevant laws, regulations and policies. You will develop and implement Compliance monitoring programs in conjunction with relevant stakeholders and ensure timely escalation of incidents, control breaches to relevant stakeholders – senior management in WB Compliance, local Compliance management, and other risk stakeholders. You will build relationships with relevant stakeholders in the business, in the Legal Compliance organisation, and in other risk functions.

You will have strong compliance experience covering Transaction Banking (Custody, Securities Services, Trade Finance and / or Cash Management). You are familiar with the principles governing regulation of anti-money laundering controls, information management, offshoring and outsourcing and conflicts of interest management. You are analytical, a good communicator, solutions-oriented and are commercially aware. 

To apply, please submit your resume to Adnan Atan at aa@kerryconsulting.com, quoting the job title and reference number AA4240, or call at (65) 6333 8126 for more details. Due to a high volume of applications, only shortlisted candidates are notified.