Senior Compliance Policy & Advisory
- The role entails working in conjunction with the Head of Team in the Provision of leadership and day to day management for a team of Compliance professionals, whilst providing expertise in Compliance matters for specified tasks or projects; and
- Assisting local business management to identify, assess, mitigate, manage, advise and or report on Compliance risks. (Note this is a proactive function and is not limited to advice or counselling services only).
Requirements:
- Candidates must have a thorough understanding of the FCA rule book from Retail/Wealth perspective.
- Proven experience in RDR is also a must.
For more information or to apply for this role, please contact Paul McGuinness at paul.mcguinness@jcwresourcing.com or call on 0203 589 9286
JCW are operating as a recruitment agency for the purposes of this position.
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