Senior Cross Product Advisory Compliance Officer
Prime responsibilities are to advise front office trading areas, liaise directly with Executive Committee members to help ensure that the business meets the regulatory requirements and provide cover for the Head of Wholesale and Corporate Compliance as and when required.
You would also be responsible for supporting the company in dealing with relevant external regulatory bodies and key external stakeholders, lead, motivate and develop the Wholesale Monitoring Surveillance team as well as acting as an internal consultant and advise senior management on appropriate actions
The ideal candidate will have:
• Extensive knowledge of the FSA rules (including MiFID) and Compliance Requirements
• Strong detailed knowledge of cross border transactions and/or European Regulations
• An ability to form relationships with traders and salespeople and be credible with the business, derived from having strong product knowledge.
• Deep technical knowledge of Wholesale banking and exposure to the following products:
? Credit/rates (including derivatives)
? Foreign Exchange (Spot/Forwards/Options)
? Equity (UK and European)
? Financing transactions (repos/reverse repos, stock lending/borrowing)
? Regulated Covered Bonds
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