Senior Director Level – Head of Conflict Monitoring for Leading Global Financial Services Firm
Location – New York, USA
Salary – Excellent Base + bonus benefits
Description
A leading financial services firm is looking for a Head of Securities Conflicts Monitoring to report directly into the CCO of the firm based in their HQ in New York.
The role will have direct responsibility for this function within the firm, and so must have excellent management ability as well as have the hands on skills to be able to drive projects forward and lead by example. The role will involve managing internal conflict monitoring, Chinese Walls, employee trade monitoring, email surveillance and writing policies to improve the conflict management framework.
With the position reporting directly into the CCO the position will have access to board level decisions and so will be heavily involved in driving the entire Compliance function in a positive direction.
Key Requirements
- Direct experience in conflict monitoring
- Familiarity with securities trading functions
- 10+ years experience within a relevant industry / function
- Strong management skills
- Excellent communication presentational ability
- High ethical standards
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