Senior Financial Crime Assistant
Based in the city, in an exceptional working environment, competitive rate with excellent bonuses, benefits and personalised incentives. Our client, a Global Bank is looking for a number of Senior Financial Crime Assistant's to support and assist the AVP, Deputy Manager and Head of Department with day-to-day functions and operations within the Legal and Compliance Department in respect of Financial Crime. To ensure the Bank has robust controls around anti-money laundering, terrorist financing and fraud to remain compliant and meet the requirements of all appropriate regulations and legislation.
Key Aspects
- Maintain an up to date high level of knowledge and understanding of the internal 'Prevention of Money Laundering and Combating Terrorist Financing', 'Financial Crime', 'Customer Due Diligence', and 'Anti-Bribery and Corruption' Policies and Procedures.
- Maintain a current awareness and understanding of the business proposition, functions and processes of the retail and wholesale business areas and supporting operations.
- Maintain an awareness of UK regulations in respect of general compliance including, FSA Handbook, MiFID, PSD, CCA, DPA and their implications upon the business activities of the Bank and in particular how they impact on meeting Financial Crime regulatory requirements.
Maintain an awareness and understanding of the internal 'Compliance' Policy and Procedure and awareness of all other associated Compliance policies and procedures.
- Undertake daily transaction monitoring activity in timely and accurate manner. Support AVP - Financial Crime to ensure monitoring alerts reviewed by business units are managed effectively. Liaise with business units, support departments and/or sub-branches as required.
- Undertake sanction checking activity in timely and accurate manner, deciding whether payments should be accepted or rejected. Referral of specific cases to more senior team members as required by policies and procedures. Build and awareness of sanction-related matters to enable responses to be made to business queries and concerns.
- Co-ordinate responses to court/production orders, ensuring all documents are provided within specific timescales to be checked by Officer and/or AVP prior to delivery
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