SENIOR MANAGER – ADVISORY COMPLIANCE recruitment
S ENIOR MANAGER - ADVISORY COMPLIANCE - LONDON
My client, a major B ritish financial institution, is seeking a s enior manager to provide compliance advisory services to various private side teams. The successful candidate will be working directly with the Head of Private Side Advisory Compliance and will need to build and maintain strong relationships and d rive compliance c ulture within the business.
Responsibilities:
Understand the mainstream lending businesses and regulatory expectations relating to them.
Provide the link between private side teams (including Project Finance, Acquisition Finance and Portfolio Management) and the core central compliance teams (including Financial Crime, Monitoring, training and Regulatory developments).
Work with the business to provide commercially sensitive solutions to regulatory issues, particularly conflicts of interest and the management of material non-public information.
Undertake the annual Compliance Risk assessment and conflicts mapping process
Ensure the regulatory risks are identified and managed appropriately
Requirements:
Strong advisory experience in an investment banking environment
Detailed capital markets knowledge particularly DCM, Syndicated Lending, Securitisation and Derivative Solutions
Staff management experience
Excellent communication skills
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If you would like further details on this position, please contact me on the details below.
Amreet Rai
Arai@mcgregor-boyall.com