Senior Regulatory and Compliance Expert
Essential Responsibilities:
- Analysing regulatory developments and writing detailed articles which provide both insight into the impact of those developments and the practical implications for financial services firms.
- Representing Risk and Compliance industry and customer events including participating in expert panels or presenting on regulatory topics.
- Providing expertise on regulatory developments to internal customers including sales and marketing teams.
- Advising product development teams on the design of solutions to support the management of regulatory risk
- Contributing to special reports with extensive research and insight into topical regulatory developments facing the financial services compliance profession.
- The applicant must be highly self-motivated, able to work independently and should have a strong interest in compliance, financial regulations and managing regulatory risk.
- Qualifications in finance, law, compliance or audit would be an advantage as would membership of relevant industry and professional bodies
Key activities
- Identifying relevant current and future regulatory developments of significance to financial services firms particularly within the investment management and wholesale banking sector.
- Providing insightful and practical analysis of those developments for a specialist audience of compliance and risk management professionals through the subscription based Compliance Complete solution, special reports and other publications for customers.
- Facilitating or participating in webinars on regulatory developments.
- Representing Risk and Compliance and the Regulatory team at industry and customer events.
- Advising internal teams including sales, marketing and product development on regulatory developments and the implications to help drive their campaigns, focus, strategy and design.
Qualifications:
- A deep understanding of financial regulation, governance, risk and compliance and the expectations of regulatory supervisors (in Asia and internationally). Ideally knowledge of regulations relating to capital and risk management.
- Solid experience within a senior compliance role within a financial services firm or regulator.
- Ability to analyse and interpret the impact and implications of regulatory developments and communicate these clearly in writing and verbally to internal and external customers.
- A deep understanding of compliance processes and workflows that operate within financial services firms.
- Excellent attention to detail and a high standard of literacy.
- Sound editorial judgement, excellent command of grammar and editorial style.
- Excellent organisational skills and time-keeping to meet multiple daily and longer-term deadlines
- Ability to work independently in an outcome-oriented environment with minimal supervision
- Computer literacy
- Professional accounting, compliance, risk management, legal or audit qualification
Interested Candidates please send across your CV to komal@ksconsulting.com.sg
Only successful candidates will be contacted.
MOM Registered Employment Agency: 08C5498
Employment Agency Personnel Registration No.: R1103675
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