Stockbroker
Beaufort Securities was formed in 1992 and over the last two decades has established itself as one of the UK's leading independent private client stockbrokers. With a large advisory client base our skilled and highly experienced brokers create and deliver investment strategies and ideas best suited to achieving client investment objectives. Advice is specific to clients needs but it is also transparent, cost effective, innovative and focussed on achieving results and we are now seeking experienced Brokers to join our Retail Broking team
For successful candidates responsibilities Include;
- Advising clients on request - e.g. on market conditions, stock picking and special situations, across the entire market. Telephone the client, where he/she is happy to receive proactive advice, to advise on opportunities to deal in all the Company’s recommendations from AIM to FTSE 100
- Maintaining awareness of stock market conditions and economic trends by liaising with internal and external research and strategy departments.
- Ensuring that all operations are carried out in accordance with the firm’s own policies and procedures in addition to FCA rules and regulations.
- Building a lasting client base from leads provided by the firm
- Strict adherence at all times to the Company’s policy of Treating Customers Fairly
- Communicating effectively with other staff in the firm e.g. IT, Settlements or Marketing, in order to ensure smooth operation of supporting processes.
Candidates must;
- Be registered CF30
- Possess relevant industry qualifications that meet FCA requirements (i.e. Level 4 qualification relevant to the products advised on)
- Have a proven track record of excellent market knowledge, experience and understanding of the financial sector overall
- Have a proven track record as a Broker and a team player
- Have a strong compliance and regulatory awareness
- Possess excellent communication skills, and a confident telephone manner.
For more information about us and any vacancies please see our website http://www.beaufortsecurities.com/
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