Surveillance Analyst recruitment
Global bank is looking for a Surveillance Analyst or their London team.
Overview
Trade monitoring and surveillance of Equity and Fixed Income (FID) products. The role is varied and involves the analysis of various reports/alerts from numerous sources, the development, testing and implementation of new surveillance alerts and the maintenance of documentation covering the surveillance process.
Day to day tasks will entail interaction with team colleagues, in addition to liaising with Compliance Advisory colleagues and other non Compliance personnel.
On-the-job training will be provided as required from other team members and will focus on the analysis of trades across the Equity and FID areas. Knowledge of third party vendor surveillance systems such as Actimize and/or SMARTS.broker is highly desirable.
Skills and experience:
- Strong Excel spreadsheet skills (intermediate to advanced level) with the ability to manipulate and analyse large data sets.
- Knowledge/experience of the use and implementation of SMARTS.broker.
- Knowledge/experience of the use and implementation of Actimize.
- Knowledge of Equity and Fixed Income products and EMEA trading practices.
- Able to learn quickly and have an inquiring nature.
- Organised and dependable.
- Adaptable and willing to take on varied tasks as required and happy to work under supervision (likely more than one supervisor).
- Must be able to 'lend a hand' where required.
- Candidates must be able to demonstrate their genuine interest in Compliance, its function and talk about how / why they see themselves developing their career in Compliance.
- The role is an ideal training position for a career as a Compliance advisor.