SVP/Director – Investment Compliance (in Private Banking) recruitment
This position reports to Asia Pacific Head of Compliance, and will be responsible for compliance coverage of the Managed Investments platform for the Bank's booking centres in Asia.
Responsibilities:
- Review and approve products for the discretionary managed account services, investment advisory services platform, Asia-based Real Estate funds team, including providing advice to the product sponsors on applicable regulatory guidelines in Asia, cross-border rules of engagement in the offer of these products or services in Asia ex Japan
- Review of funds distribution activities, including approval of marketing materials for global funds, and real estate funds sponsored by Asia-based Real Estate team
- Review and approve Investment Lab's model analyses, customised proposals for client use and periodic thematic client-facing materials
- Participate in Global Trust and Asset Management committee meetings
- Participate in Fiduciary Committee reviews for client accounts
Requirements:
- University degree, preferably in Business, Finance or similar disciplines
- At least 10 years' relevant financial industry experience with an audit, compliance or product-related background in asset management or fiduciary businesses.
- Working knowledge of the laws and regulations affecting asset management industry in the region, especially selling restrictions in the Asian markets such as China and Taiwan
- Analytically minded
- Excellent interpersonal and communication skills and the ability to work with people at all levels
If you are interested in this position, please contact Jyoti Golchha on jgolchha@morganmckinley.com.hk
November 14, 2011
• Tags: Asset Management careers in the Hong Kong SAR, Director, Investment Compliance (in Private Banking) recruitment, SVP • Posted in: Financial