SVP/Director – Investment Compliance (in Private Banking) recruitment
This position reports to Asia Pacific Head of Compliance, and will be responsible for compliance coverage of the Managed Investments platform for the Bank’s booking centres in Asia. Responsibilities: Review and approve products for the discretionary managed account services, investment advisory services platform, Asia-based Real Estate funds team, including providing advice to the product sponsors on applicable regulatory guidelines in Asia, cross-border rules of engagement in the offer of these products or services in Asia ex Japan Review of funds distribution activities, including approval of Read more […]
November 14, 2011
• Tags: Asset Management careers in the Hong Kong SAR, Director, Investment Compliance (in Private Banking) recruitment, SVP • Posted in: Financial • Comments Off on SVP/Director – Investment Compliance (in Private Banking) recruitment