Compliance Officer

Compliance Officer – £60,000 + bonus – very professional private equity London based company. London based privately owned investment management and corporate finance organisation is looking for a Compliance Officer MLRO to carry the CF10 CF11 regulated functions. It’s a ‘Big Job’ you will be required to be ‘Hands On’ duties will include:-• Be approved by the FSA for CF11 (MLRO) and CF10 (Compliance Officer)• Operate within agreed authority levels, as determined by the Board.• Report directly to the Managing Partners/Board.• Primary point of contact with the FSA and HMRC.• Provide Read more […]

June 29, 2009 • Tags: , , , • Posted in: General • Comments Off on Compliance Officer