Compliance, supervision & control – 3 roles -, $30-45k, MNC i-bank immed. avail. recruitment

The Company This is an exciting opportunity for 3-5 years of compliance, supervision and control candidates to join this multi-national investment bank. This bank is US headquartered, listed. Hong Kong office is situated in Central. We are setting up a new team for this hiring manager. The roles have long term career progression. The Role Supervise FA and client activity with emphasis on client account due diligence and suitability. Manage new account review, approvals and enhanced due diligence including conducting client interviews where required. Ensure adequate awareness and compliance Read more […]

April 2, 2012 • Tags: , , , , , • Posted in: Financial • Comments Off on Compliance, supervision & control – 3 roles -, $30-45k, MNC i-bank immed. avail. recruitment