AVP Compliance Testing (I-Bank), Big 4 Candidates. Career Progression, 50-60k recruitment
The Company Our client is a leading investment bank globally looking at expansion in the region. They are currently looking for an experienced auditor to join their Compliance Review team. The Role Reporting to the Head of Compliance Review in the Region, you will be responsible for the following duties:Assist in establishing effective test plans to identify compliance risk. Participate in compliance testing review planning and test program development. Execute test programs and document the test detail results. Assess the risk level of exceptions identified. Lead or support in review and Read more […]
AVP Control Room, Excellent Remuneration Package, 50-60k recruitment
The Company Our client is a leading investment bank in the region. As a result of fast growth in the region, they are looking for an experienced control room candidate to expand the business. The Role Reporting to the Head of Control Room, you will be responsible for the following duties: Responsible for reviewing and handling day to day research and marketing material as required by the business. Perform monitoring and surveillance for restricted list and watch list. Perform conflict check analysis and escalation to senior management for resolution. Advise the business on Chinese Walls and Read more […]