Compliance Manager, Brokerage Firm, $65-75k/mth recruitment

The Company Our client is a growing brokerage firm with securities ranging from retail to institutional clients. They are now seeking a Compliance Manager to join their team in Hong Kong. The Role Reporting to the Head of Compliance, you will be responsible for the following duties with a management of a team of 2: • Conduct and assess the investment compliance of asset management and securities products • Provide quality reporting on compliance matters to the Senior Management • Prepare and review marketing materials; • Liaise with regulators on the latest compliance/regulation requirement Read more […]

January 15, 2011 • Tags: , , , , • Posted in: Financial • Comments Off on Compliance Manager, Brokerage Firm, $65-75k/mth recruitment