Compliance Manager, Brokerage & Securities recruitment
The Company This well respected and growing financial services group is seeking an experienced Compliance Manager responsible for overlooking the compliance functions for their Brokerage and Securities arm. The Role As the experienced Compliance Manager you will be responsible for assisting to setting up compliance framework in accordance with HK regulations including policies and procedures, handling day-to-day compliance and internal control issues relating to brokerage and securities trading, liaising with regulators. You will also be responsible for providing training for any changes to compliance Read more […]
Finance Manager, Asset and Liability Management (Reputable Chinese Bank), 60-80k recruitment
The Company Our client is a Chinese based financial institution with strong presence in Asia Pac with a strong track record of success and excellence in the region. In Hong Kong, they cover Investment Banking, Corporate Banking and Retail Banking businesses. Due to a recent team restructuring, the regulatory reporting team is currently looking for a Section Head to manage a team of 10 staff. The RoleEnsure all regulatory reports are prepared in compliance with statutory requirements. Responsible fro all accounting and finance-related matters of the Bank. Liaise and co-ordinate with related Read more […]
Group Chief Financial Officer – Natural Resources recruitment
Duties:Manage the Financial Management, Corporate Development and Investor Relationship functions of the Group, including Private and Listed entities.Advise Board of Directors and Management on overall strategies, particularly related to Capital Planning, Financial Management, and Investor RelationshipsResponsible for Financial and Management Reports, Consolidation, Budgeting, Treasury, Taxation, Strategic PlanningOversee initiatives related to the Capital Markets and Corporate DevelopmentRequirements:Qualified AccountantSolid experience in a senior financial management position in a listed company.Strong Read more […]
Analyst, Financial Performance Analysis (SF DFO) [Ref: P707 Analsyt (KM)] recruitment
Your Role:Headcount monitoring, forecasting and budgetingCost control and Analysis for the management, including forecasting and budgeting of costsCoordination between local ACFI and Central DFOs and/or Project TeamsContribution to FPA GOMAssist in the following:Prepare regular HC Cost Reports for analysis vs. budget, vs. last month, vs last year and other benchmarksPrepare adhoc management reports and analysis.Conduct Meetings with Regional Head of Support Functions, presenting key messages / alerts.oWork closely with Regional Heads of Support Functions and Central DFOs on HC Cost follow up.Participate Read more […]
Analyst [Ref: P706-Analyst (KM)] recruitment
Your Role: Assist in the following:Preparation of the Asia ALCO pack and analyses on balance sheet variationsOverall supervision on local reporting of IASRISQUES, IASTRANSFO and LIQUID phases to ensure compliance with H.O. reporting requirementControl of structural IR FX risks and analyses on the quarterly fluctuationsMonitoring of local and H.O. liquidity ratios against limits Analysis on RWA movement and overall supervision on the Basel II RWA production process performed in BangaloreReporting on the shareholders’ equities remuneration against H.O. required remuneration to Regional management Read more […]
HEAD OF INTERNAL AUDIT – EXPANDING CONSUMER BANK recruitment
EXPANDING COMMERCIAL BANKSENIOR LEADER OF THE DEPARTMENTMASSIVE GROWTH OPPORTUNITIESA fast expanding commercial banking client of ours is now seeking seasoned Internal Audit professionals to join their business as Head of Internal Audit.As a senior team leader, you will be managing a team of 15 staff with coverage of the entire bank including consumer banking and enterprise banking businesses. You will be responsible or the internal audit for both businesses (branches and corporate) and IT division. To be successful, you will be a solid Internal Auditor with minimum of 8 years relevant experience Read more […]
Asia Global Special Opportunities Group Middle Office — Investment Banking recruitment
GSOG MO, within IB Finance and Business Management is on the Private side which comprises of business-aligned support functions – Deal management and Finance / PnL. This role based in Hong Kong, is specifically hiring for Deal management. GSOG invests and trades in loans and securities using JPM (the “Firm”) balance sheet. It acts exclusively as principal. GSOG engages in three main business activities: (i) Principal Financing transactions originated by GSOG; (ii) Principal Real Estate related financing transactions originated by GSOG; and (iii) Secondary proprietary trades in traded or listed Read more […]
COMPLIANCE MANAGER recruitment
This multinational banking institution provides investment banking, retail banking, private banking and risk management services throughout its global markets business.This role primarily exists to provide compliance advice to the equity derivatives team.You will provide advice to the equity derivatives team on internal bank policy requirements and be responsible in maintaining compliance policies and procedures. You will review manuals and compliance notices ensuring they are properly revised or updated when necessary. You will also issue new policies and procedures in line with regulatory or Read more […]
AVP Compliance Testing (I-Bank), Big 4 Candidates. Career Progression, 50-60k recruitment
The Company Our client is a leading investment bank globally looking at expansion in the region. They are currently looking for an experienced auditor to join their Compliance Review team. The Role Reporting to the Head of Compliance Review in the Region, you will be responsible for the following duties:Assist in establishing effective test plans to identify compliance risk. Participate in compliance testing review planning and test program development. Execute test programs and document the test detail results. Assess the risk level of exceptions identified. Lead or support in review and Read more […]
Product Control Manager – Cash Equities & Flow Derivatives recruitment
Leading Investment Bank – Newly Created Position Supervisory Role – No Daily PL Production Succession Planning Role — Fast Promotion Into VP GradeOur client is a globally renowned investment banking group with a strong establishment across many continents. An excellent opportunity has arisen for an AVP Manager role within the Equities Product Control team for Hong Kong, which is the Asia regional hub. Reporting to the experienced VP in Hong Kong and supervising a team of 9 (offshore) and 2 (onshore), this role will involve the full product control cycle for the Asia excluding Japan Equities desks. Read more […]