Compliance – Advice Specialist recruitment
Role and Responsibilities:* Maintain relationship with regulators and industry bodies on changing legislation* Interpret regulatory obligations to be disseminated directly to the financial planners* Monitor, investigate and escalate incidents* Make recommendations to the business regarding future mitigation and avoidance of issues Quals/Personal Attributes/Whats in it for the candidate:* Degree qualified * Background in financial planning from a compliance, assurance or consultancy environment* Prior regulatory experience is essential* Strong interpersonal skills and meticulous To discuss this Read more […]
April 24, 2010
• Tags: Advice Specialist recruitment, Compliance, Risk Management careers in the Australia • Posted in: Financial • Comments Off on Compliance – Advice Specialist recruitment