AML – Assistant Compliance Manager recruitment
In the role you will provide high level support to management in identifying compliance risk by conducting AML compliance reports and regulatory checks.In this role, you will:Assist in the testing of the adequacy of controls in place within the business and to identify potential and actual breaches of relevant laws and regulationsAssist in the streamline and integrate the AML approval process of the businessBe responsible for assisting the compliance function in complying with all relevant external laws regulations, internal codes, policies and good market practices relating to AML/sanctionsHave Read more […]
AML/ Account Opening Compliance Manager recruitment
OverviewOur client is a leading global banking and financial services firm with an established footprint in Asia. Due to sustained growth in the region a newly created role exists within the Private Wealth Management Compliance division. The role requires an understanding of AML and prior Account Opening experience is important.RESPONSIBILITIESTo be the senior advisor on the account opening, customer due diligence and AML risk for the Private Bank in Hong Kong.Oversee 2-3 people who are primarily focused on account opening and customer due diligence and ensure smooth management of the account opening Read more […]
AML/KYC Officer recruitment
International bank is seeking a KYC Specialist to join its New York team. The ideal candidate with have at least 5 years of AML/KYC experience, ideally at a small or mid-sized financial institution. Responsibilities include: – Monitoring transactions for potential money laundering or other suspicious activities and escalate as necessary – Develop and improve upon existing IT reporting systems for use during surveillance and account opening – Review and revise AML/KYC policies procedures to reflect best practices and changing regulations Requirements: – At least 5 years of AML/KYC experience, Read more […]
VP – AML – Governance & Metrics recruitment
Job Title: VP AML – Governance Metrics Salary: HKD $850,000 – $1,220,000 Location: Hong Kong Summary: My client is a top tier Global Investment Bank that is looking for an AML specialist to help develop its Governance and Metrics function. Your main responsibility will be to conduct enterprise wide, risk assessments of the Bank’s AML function which you will have to present to Senior Stakeholders throughout the business. This is a great opportunity for an AML expert to challenge their knowledge in a Regional role that offers excellent exposure across the Bank. Requirements: You must have Read more […]
AML – Business Analyst recruitment
Job Title: AML – Business Analyst Salary: HKD $610,000 – $920,000 Location: Hong Kong Summary: Recognised globally as a Top Tier Investment Bank our client is looking to strengthen their Core Compliance Team inHong Kong. You will be initially involved in regulatory driven change projects focusing on the client on boarding, KYC and AML functions. This is one of the most important initiatives for our client and will offer you excellent exposure, leading to great career progression. Requirements: Full lifecycle Project Management capability. Experience of working with regulators such as HKMA Read more […]
AML/Compliance officer recruitment
A rapidly-growing local Chinese retail bank is looking for a high-calibre candidate who has experience in compliance, AML and regulatory areas. AML OFFICER University graduate with 3 years or more experience in compliance acquired from a reputable financial institution Knowledge of AML policies, legal and regulatory requirements on banking products Effective communication skills with various departments Analytical skills and ability to work independently under pressure within tight schedule Good command of written and spoken English and Chinese. Verbal Putonghua skills required To find out more, Read more […]
AML/ STF Assurance Monitoring & Oversight Manager recruitment
The purpose of this role is to provide ongoing oversight of the management of AML/STF/Anti Bribery Corruption issues that are identified through Assurance testing, GIA reviews at Group and Divisional level The main aim is to monitor, analyse and report on the execution of the Group-wide AML/Sanctions (STF) Assurance Programme and Divisional assurance activities and to provide ongoing analysis and input that will influence the Group assurance testing programme. You will also conduct oversight and testing of relevant AML / STF issues to ensure adequate action has been taken to fully address issues. Read more […]
AML / ABC Sanctions Senior Assurance Manager recruitment
Reporting to the Head of Group AML / STF / ABC Assurance, you will have responsibility for leading all aspects of a high quality, cost effective assurance programme, providing assurance to senior and executive management that the Groups AML / STF / ABC risks are evaluated and managed appropriately You will have expert knowledge of the regulatory / legislative landscape for AML / STF / ABC across multiple jurisdictions (of the three disciplines, ABC is of particular importance for this role). Equally, you will have a strong understanding of assurance methodologies and how to apply them With Read more […]
KYC/AML – Private Banking Compliance recruitment
Reporting to the Team Head of Compliance – AML in Singapore, you will be responsible for Compliance for KYC – AML.Monitoring and Review, KYC, AML transaction monitoring and handle regulatory enquiries. Responsible for conducting process review and update existing procedures and policies to keep in line with regulatory and legal changes. Interpret regulations/ directives, and global/ regional policies; and provide compliance consultation to the Private Bankers or Investment bankers.Requirements:• minimum 2 years in Compliance or Compliance-related area in or covering a private bank Read more […]
AML/investigation specialist(SVP)-top tier international bank-SH recruitment
Job Duties:Be able to take the lead and drive the change of AML reporting related system and process changes and upgrade and to ensure that the suspicious transaction reporting system continuously meet with and stay in line with regulatory developments.Represents the client in dealing with regulators on this front and to lobby with regulators for changes and drive internally from the CGs/functions in order to provide internal solutions.Manages the fast-developing Group AML system by setting up appropriate and realistic local parameters and thresholds of the AML system to ensure efficiency Read more […]