Asia Head of Equities Compliance recruitment

The role will manage a small team and have responsibility for all aspect of regulatory compliance in the region. Responsibilities will include:• Ensuring the compliance team and business are kept up to date with regulations across the region and planning for future changes in regulations. • Ensuring new products and initiatives are fully compliant with business and regulatory policies, rules and requirements in multiple locations• Staff management including motivation, appraisals, coaching and career development of the team• Providing compliance services for the Equities business Read more […]

April 27, 2012 • Tags: , • Posted in: Financial • Comments Off on Asia Head of Equities Compliance recruitment