Compliance Consultant (Financial Promotions) recruitment
OpportunitySupporting the MG Retail Business this role is an excellent opportunity for someone to continue their career in the field of compliance within a leading asset management firm. Key responsibilitiesWorking within a team of four others, the key areas of responsibility will be: *Approval of financial promotions for the UK, continental Europe, and Asia *Supporting marketing teams by delivering guidance, training, and advice where required*Ensuring that prospectuses, key investor information documents, key features documents, and fund reports are updated and compliant*Ensuring that changes Read more […]
Asset Allocation – Data Analyst recruitment
My client currently has an exciting opportunity for an Asset Allocation Data Analyst to join our Global Asset Allocation team in London. The team deals with both medium term investment strategy (1-3 years) and also the long term investment assumptions that go into actuarial modelling work. From a business perspective, the team is important in producing revenues from: our global asset allocation service and the associated fee income; our directive / fiduciary business and our risk management work. The primary responsibility of this role will be to provide support to the Global Asset Allocation Read more […]
Institutional Client Reporting Manager – Leading Global Asset Manager recruitment
Our client is a leading global institutional asset manager with an enviable product range. They have created a high calibre Institutional Client Reporting Manager. This individual will lead a small team responsible for end-to-end institutional reporting activities for clients on a daily, weekly, monthly and quarterly basis across a wide range of asset classes, manage the successful delivery of new system implementation, introduce new procedures and develop relationships with a broad range of internal and external stakeholders. The successful candidate will possess a proven client reporting background, Read more […]
Compliance & Risk Manager – Wealth Management recruitment
Activities will include understanding and briefing the business on its statutory responsibilities, oversee the process to ensure wealth advisors become threshold competent and maintain the skills. Communicate to and train staff on the firm’s regulatory requirements/guidelines and prepare the business for any changes to them e.g. Retail Distribution Review (RDR) Enforce and monitor the training and testing requirements to make sure all wealth advisors are correctly classified Oversee and record the sign off for threshold competent wealth advisors Assess the training needs of supervisors and sales Read more […]
Business Manager/ Operations / Private Banking / London recruitment
The Company: Our client is a long standing and well recognised Private Bank and Wealth Management house in the City, who are 100% dedicated to providing a thorough service to their clients. The Role: Operational support of all client facing and product business areas. Working with the Chief Technology Officer and Head of Change Management and Operations Management to ensure plans for the business are delivered. Lead projects and provide business expertise to drive revenue. Supporting the Head of Operations with people resource management and efficiency across the business. Responsible Read more […]
Project Manager – Legal and Compliance – Fund Manager – London recruitment
PROJECT MANAGER – LEGAL – FUND MANAGER – LONDON ROLE OVERVIEWProject Manager with experience in Legal and Compliance is required by a leading Fund ManagerThis role will be to manage business change projects and to deliver IT and business projects to Legal, Compliance, Corporate Secretariat and other areas (as required) in accordance with business priorities and the company’s project delivery framework.REQUIREDDelivery experience to professional corporate service functions such as Legal, Compliance and Group Risk.A demonstrable track record of successful delivery of multiple IT and business Read more […]
Fund Onboarding Associate – UCITS, Mutual Funds, ETF’s recruitment
The Role Fund On-boarding process Coordinating the Mutual Funds, ETFs and Hedge Funds UCITs on-boarding process. Working with Fund houses to ensure the service they provide is in line with our Global Distribution requirements. Responsible for assessing suitability of new Mutual Funds; prospectus review, share class selection, working with Corporate Tax, Risk and Compliance and presentation of research at Investor Committees. Monitoring and maintenance of suitability and distribution data for approved Funds. Working with Legal team to negotiate Read more […]
Project Manager – Charles River recruitment
Project Manager – London A superb opportunity for a Project Manager with Fixed Income and Financial Order Management Systems experience has arisen within the Business Systems team of this global Asset Management Company.The ideal candidate will have an Asset Management background and possess a good understanding of Charles River (or similar order management systems). You will be able to demonstrate Project Management experience in Charles River implementation and upgrades. Knowledge of eFront and Webfolio would be beneficial.The role will suit a hands-on project manager involved in all aspects Read more […]
Mandate Adherence Analyst recruitment
This role has been created to assist in the delivery of the investment mandate monitoring program at SWIP. The role holder will help ensure all funds under SWIP’s management have both pre post trade rules set up on ThinkFolio (TF), the company’s compliance monitoring system.Key accountabilities:The role entails ensuring there is a robust investment mandate monitoring framework within SWIP, which includes carrying out annual / periodic / risk based fund reviews while assessing manual BAU tasks for their potential for being monitored by TF. The role holder will work with senior Investment Operations, Read more […]
Fixed Income Analyst – Front Office recruitment
This is a newly created position within the expanding fixed income team, which liaises closely with the portfolio managers and traders. The role will involve liaising with Fund Managers and Analysts to ensure the effective execution of Investment decisions accurately rebalance cash in the portfolios. Successful candidates will also assist in the monitoring of portfolio analysis, and fund management tasks. The successful candidate will have strong fixed income experience, with a sound understanding of fixed income products is essential. CFA qualifications will be looked highly upon; however relevant Read more […]