Compliance Consultant (Financial Promotions) recruitment
OpportunitySupporting the MG Retail Business this role is an excellent opportunity for someone to continue their career in the field of compliance within a leading asset management firm. Key responsibilitiesWorking within a team of four others, the key areas of responsibility will be: *Approval of financial promotions for the UK, continental Europe, and Asia *Supporting marketing teams by delivering guidance, training, and advice where required*Ensuring that prospectuses, key investor information documents, key features documents, and fund reports are updated and compliant*Ensuring that changes Read more […]
Compliance Consultant ( Financial Promotions ) recruitment
My client is a market leader in General insurance. They are looking to recruit a Compliance Consultant to specialise in Financial Promotions and ensure that everything is in place with FSA Regulations.• To be part of a team responsible for compliance sign off of financial promotions.• To deliver training on compliance standards for financial promotions and other forms of customer communications• Act as Compliance Account manager (CAM) for the Appointed Representative (AR) network• To provide support to the Senior Compliance Manager on regulatory issues.• Contribute to Compliance objectives Read more […]