Assistant Compliance Manager recruitment
Duties and ResponsibilitiesReport to the Head of Legal and ComplianceDraft and review business agreements and fund related documentsReview marketing materials and provide compliance support for fund launchingUpdate compliance manuals and review company policiesMonitor trading activities of funds and perform compliance review and risk controlCompile regular compliance and risk management reports for senior managementHandle licensing matters for internal staff and product launchingProvide consultation and guidance on compliance issuesConduct training programs to staffQualificationsUniversity degree Read more […]
Assistant Compliance Manager recruitment
JOB RESPONSIBILITIESTesting the adequacy of controls in place within the business and identify potential / actual breaches.Undertake monitoring and surveillance activity in accordance with internal planEnsure all follow ups are closed out in a timely manner and to a satisfactory conclusionEscalate breaches to business and Compliance senior management so appropriate action can be undertakenAssist in giving advice to the business in various compliance areas (e.g. licensing, anti-money laundering)Assist in roll-out of new surveillance tools, including User Acceptance Testing (UAT)Undertake ad-hoc Read more […]
Assistant Compliance Manager recruitment
A prestigious, global, Asset Management Group are looking for a Compliance Manager to join their team to provide significant input, development and support of compliance standards, policy, strategy and controls within the business.The role will include, but not be limited to:• To assist in preparing an annual plan for that adequately reflects the compliance accountabilities and compliance risks (including money laundering risks) and implement the agreed plan• Assist in ensuring that the Private Bank Cross Business Monitoring Team (‘CBMT’) can complete their compliance monitoring plans. Read more […]
AML – Assistant Compliance Manager recruitment
In the role you will provide high level support to management in identifying compliance risk by conducting AML compliance reports and regulatory checks.In this role, you will:Assist in the testing of the adequacy of controls in place within the business and to identify potential and actual breaches of relevant laws and regulationsAssist in the streamline and integrate the AML approval process of the businessBe responsible for assisting the compliance function in complying with all relevant external laws regulations, internal codes, policies and good market practices relating to AML/sanctionsHave Read more […]