Assistant Compliance Officer recruitment
The successful candidate should have at least 12 months experience working within the compliance space, ideally in a banking institution with Wholesale Financial Markets exposure. As an intrinsic part of a small team which works closely with each other, it is essential that the candidate be friendly, responsible, proactive, self-motivated and keen to learn.Key Roles and Responsibilities:To provide support and assistance to the rest of the compliance team including the Compliance Manager the Compliance Monitoring OfficerTo assist with compliance reviews and to be involved with regular trade surveillance Read more […]
Assistant Compliance Officer recruitment
Our client is a household name within Investment and Commercial Banking with offices through Europe. They are currently looking for an Assistant Compliance Officer to join their Trade Surveillance Compliance Team.Your main responsibilities will be:• Assisting with the daily monitoring and surveillance of all equity and financial market trading activities.• Identifying any unsuitable disclosures, insider dealings or breaches of information barriers through the use of trade exception reports and trade booking systems.• Assisting with any incoming enquiries and/or event driven monitoring Read more […]