AVP Compliance Officer recruitment

The RoleThis will include analyzing exception and resolving issues as appropriate but also to support the team and contribute to driving best practice and defining the supervisory process.You will bring to the table a familiarity with commonly employed trading strategies and have a working understanding of SRO and SEC regulation.Reporting to a strong leader this opportunity exists in an organization that’s is doing well, is growing and offers its employees the opportunity to take on a diverse and broad role. This role will likely evolve and you will get involved in key projects.ExperienceThis is Read more […]

July 1, 2012 • Tags: , , • Posted in: Financial • Comments Off on AVP Compliance Officer recruitment