Compliance Manager, Brokerage & Securities recruitment

The Company This well respected and growing financial services group is seeking an experienced Compliance Manager responsible for overlooking the compliance functions for their Brokerage and Securities arm. The Role As the experienced Compliance Manager you will be responsible for assisting to setting up compliance framework in accordance with HK regulations including policies and procedures, handling day-to-day compliance and internal control issues relating to brokerage and securities trading, liaising with regulators. You will also be responsible for providing training for any changes to compliance Read more […]

May 20, 2012 • Tags: , , • Posted in: Financial • Comments Off on Compliance Manager, Brokerage & Securities recruitment