Business Suitability Assistant recruitment

This Business Suitability Assistant role , based in the City of London, will be responsible for:*Identification and analysis of risk issues which typically might result in client detriment, in particular unsuitable investment advice and unsuitable client portfolios *Identifying specific, measurable outcomes which the business should aim to achieve *Assist in the development of procedures which raise standards, meeting both the need of the client and ensuring that regulatory outcomes are delivered *Undertaking remote assessments of client portfolios and client correspondence *Undertaking branch Read more […]

September 8, 2011 • Tags: , , • Posted in: Financial • Comments Off on Business Suitability Assistant recruitment