Capital Markets Compliance Adviser needed at Global Banking Group Jobs London

The Compliance Adviser’s responsibilities will include:* Identifying areas of compliance risk and developing resolution plans* Reviewing proposed, new and revised rules and regulations* Draft and implement new policies and procedures* Control room support with wall crossings and conflicts* Respond to regulatory inquiries and investigations* Conduct training on regulatory matters for a broad range of business unitsKey skills required:* 5+ years Compliance experience* At least 1 year experience in an advisory capacity in investment banking* Excellent understanding of DCM product areas – Debt advisory, Read more […]

December 27, 2008 • Tags:  • Posted in: General • Comments Off on Capital Markets Compliance Adviser needed at Global Banking Group Jobs London