Control Manager
A vacancy for a Control Manager has arisen in the Operational Compliance Unit (OCU) of a top Asset Management firm. This newly created position is an oversight role, ensuring that client data is assessed and coded correctly on the guideline management systems, Sentinel and thinkFolio.The Control Manager will also be responsible for the department’s operational risk management framework and work in conjunction with the Risk Team to assess the risk profile of the department. The role will involve the oversight of both the London and Hong Kong OCU teams, ensuring that there is consistent delivery Read more […]
Head of Compliance
A boutique Fund Manager based in the heart of London’s West End require an experienced Head of Compliance to join their growing and dynamic business. The role will hold both the CF10 and CF11. The company have an exemplary regulatory record, this role will be replacing a very well regarded Head of Compliance. The company are made up of 60 staff in their London office and are both FCA and SEC registered. This role manages a team of 2 analysts.The company have 2 main funds covering Equities and Private Equity. The company have developed a very strong senior investment team and the company are Read more […]
Business Analyst
An international bank are implementing a large scale, global transformation programme focusing on Client On-boarding, and a Business Analyst is now required to join this programme to drive initiatives to dramatically enhance customer experience and optimise processes.You will play a key part in shaping and implementing the Target Operating Model for the UK, streamlining processes and identifying areas for improvement, prioritising activity. You will engage with multiple senior stakeholders, gaining buy in and understanding the key components of existing processes.The successful candidate must Read more […]
Charles River Development Technical Specialist
My leading fund manager is looking for a candidate to act as a key member of the Charles River delivery team. They will be responsible for ensuring that the system is fit for purpose with regards to Charles River IMS middle tier configuration, interfaces to other systems and market data sources.This fantastic company is a major player in the financial services world – providing multiple services internationally. They look to set the highest standards across Asset Management and are continuously looking for the best people in the industry to develop within their company.The ideal candidate Read more […]
Project Manager- Scrum
Project Manager, Business Analyst, Scrum, Software DevelopmentA leading Client of mine is currently seeking the talents of a Hybrid Project Manager/Business Analyst. This is an exciting opportunity to work in an expanding team and have the opportunity to make a significant impact to the project.for this role you require:-Strong Project Management/Business Analysis experience-Scrum Master-Strong Stakeholder Management experience-FX knowledge is beneficial Read more […]
Operational Risk, MI Reporting & Governance VP
An exciting opportunity to join the group’s successful Operational Risk team. The successful candidate will provide key insights to support the review and challenge of the Business Operational Risk profile and for reporting to senior management/external stakeholders. Reporting and analysis of Operational Risk profile for Board and management committees whilst providing management reports for use by Business Risk Partners. The role will also include:• Production of External reports e.g. results announcements ICAAP/Pillar III• Production of Regulatory reports• Operational Risk governance Read more […]
AVP Financial crime advisory
AVP Financial crime advisory – Global Asset Management Firm A global Asset Manager is looking for an AML analyst to join their London team and provide financial crime advice. The primary focus of the role is to monitor clients actions relating financial crime issues including, sanctions screening and transaction monitoring and carrying out enhanced due diligence on higher risk clients.Key duties will include:• Sanctions/PEP screening to ensure the firm does conducting business with sanctioned countries or individuals. • Ensure that the firm has strong risk mitigation processes in place Read more […]
Project manager
Talk to a consultant Talk to Sarah Reising, the specialist consultant managing this position, located in London City Contact consultant ttelephone:02034650119 107 Cheapside, London, ,EC2V 6DN
AML Analyst
AML Analyst AML Analyst – Milton Keynes based – Large UK bank – c£35,000Top UK based bank with a global footprint offering a wide range of financial service product including pensions, insurance and cards.The bank are looking for an AML Technical Specialist to support the banks Financial Crime defences across the 1st and 2nd line of defence. Given the expansive nature of the business and ever increasing regulations set by the FCA, this has caused a need to build out Financial Crime defences further within their cards operations. The bank holds a low risk appetite and a strong Financial Read more […]
Front Office Application Support Analyst
My leading fund manager client is looking for an application support analyst to join their front office support team. They are looking for somebody with strong communication skills to liaise with users and third party vendors. The suitable candidate must also be able to work well under pressure and address issues professionally. My client is looking for a candidate with strong Order Management System skills in any of the following:- Aladdin Genie- Charles River- ThinkFolio – Latent Zero- LongView- SimCorp- Front Arena – Bloomberg AIMThis is a non-technical role, and offers a fantastic opportunity Read more […]