Group Compliance Monitoring Manager
CASS focused compliance role in the city. £50 – 60,000 in a firm with an amazing culture Regularly voted one of the best places to work in the city, a banking group with an unrivalled culture are looking to make a key hire into its compliance team to focus on CASS issues.The Bank sits in the top 20 and is very highly regarded both for its operations and its culture. They regularly win awards for the culture and are often cited as being the best place to work in the city. The bank has recently merged with the investor and treasury services unit and this means the compliance team are now Read more […]
MI Reporting Analyst
Mi Reporting Analyst MI Reporting AnalystMI reporting AnalystMI Reporting Analyst, Management Information Report Analyst. MI Reporting Analyst is required on contract bases for a Buckinghamshire based banking client.The ideal candidate must have a good understanding of the local business environment, experience of working in an MI position before and knowledge of retail financial services products.To be considered you must have:• Data Warehouse experience (Kimball Methodology preferred)• Advanced SQL• SSRS (SQL Server Reporting Services)• Microsoft Analysis ServicesTo apply for Read more […]
Senior Compliance Manager / CF10 / CF10a / CF11
Senior Compliance Manager / CF10 / CF10a / CF11 My client, a market-leading, fund administration firm, is looking for an aspiring Senior Manager to join them with a view to attaining CF10 / CF10a / CF11 approval. The successful candidate will provide support to the Director by becoming the main point of contact for the regulator, and eventually taking responsibility for the firm’s compliance. Currently, you will be working as a Manager or Senior Manager within a Regulated Third Party administrator or Investment Management firm, and maybe feel frustrated by limited opportunities to progress Read more […]
ACA Finance Manager
ACA Finance Manager – Investment Management A newly created position has arisen to join a dynamic and well establish Investment Company whom covers a broad spectrum of industries. They have 11 offices globally; £100+ billion portfolio and have recently opened their London offices. They are looking for an ACA big 4 trained finance manager who is currently working within investment management firm looking for their next move. Their London offices are predominantly filled with front office traders and as such the client is looking for someone who is not only technically very strong but also Read more […]
Director
Compliance Advisory – Structured Products – Director Level A leading Tier 1 Investment Bank is looking to expand its Compliance Advisory Team. The role sits within the wider advisory team, which has a wealth of experience across different products, but this role will take ownership of Structured Products specifically. Currently Structured Products compliance is managed by one person, but there is a clear need for an experienced compliance officer to come in, and be involved in special project work, and liaise with Global Heads of Departments.The bank is looking to expand across Structured Read more […]
Office Administrator
International Bank based in the city of London is looking for an office assistant to look after 3 directors and a small office. We are looking for an ambitious and professional individual able to work independently and pro-actively for and with Executive Team. This individual must have extremely good organisational and communication skills and must be able to work in a highly pressured environment. Your main responsibilities will be: • Providing support for the management team.• Meeting and greeting visitors• Ordering stationary• Booking travel and creating itineraries.• Coordinating Read more […]
Compliance Monitoring Associate
A global Fund Manager based in the City of London requires an exceptionally talented Compliance Analyst to join their Central Compliance Team, with a focus on Compliance Monitoring. The role will report in to a senior manager within this team who has extensive Fund management Compliance experience specialising in regulatory review monitoring. This role offers the opportunity to partner with and learn from a very well regarded compliance specialist.The role will have coverage across all of the business including Equities, Fixed Income, Real Estate and Fund of Funds. The team are recently created Read more […]
Manager
A very rare and unique opportunity has arisen with a globally recognised fund manager who require a technical Rule Coding Specialist with experience using the Sentinel Order Management System. The role will have management responsibility of 2 further rule coders and report directly in to the Director for Operational Compliance. The role will have an EMEA wide coverage and will form part of the management team.The company manage funds across several product classes including Fixed Income, Equity, Alternatives and Debt.This role structurally sits as part of compliance however physically it is Read more […]
Senior Compliance Manager
A market leading fund manager based in the City of London require a Senior Compliance Manager to join its specialist front office compliance team. The role reports directly in to the Head of this team and amongst a team of 9. This role will have oversight of front office related regulatory issue management. Covering advisory work as well as managing regulatory processes such as reporting and logging issues as well as high impact processes such as regulatory reporting, Personal Account Dealing and related MI.This role will require a very commercially focused and hands on compliance officer, Read more […]
Credit Market Intelligence Manager
Credit Market Intelligence Manager – Commercial Real EstateCompetitive Salary plus BenefitsLondon, UKMy client, a globally recognised bank is searching for a Credit Market Intelligence Manager.The main objectives of the role is to provide independent thought leadership on the dynamics of the CRE market that ultimately drives risk appetite statements for individual asset classes and external risk factors. To be considered for this role you’ll need experience in development, implementation and ongoing operation of market assessment for CRE at the transactional and portfolio level. To find Read more […]