Compliance Manager – CF10 recruitment
My client is a well regarded investment management firm and is looking for a Compliance Manager to head up the compliance function for its’ asset management business. This position will be the registered CF10 and CF11 with the FSA and have responsibility for all aspects of compliance for this part of the business.This role will be challenging and diverse and the post-holder will be:• The main contact with the FSA• Developing / maintaining the compliance manual as well as company internal policies and rules• Establishing and maintaining all procedures ensuring all business activities Read more […]
May 11, 2012
• Tags: Asset Management careers in the UK, CF10 recruitment, Compliance Manager • Posted in: Financial • Comments Off on Compliance Manager – CF10 recruitment