Compliance Administrator recruitment
MAIN PURPOSE OF JOB:To assist with monitoring and provide administrative assistance to the Compliance teamKEY RESPONSIBILITIES:• Investment guideline and restriction monitoring• PA Dealing Register• Gifts and Entertainment Register• Breaches Register• Complete monitoring tasks as directed by Head of Compliance• Maintain restricted lists and reporting function• Undertake ad hoc projects as allocated by Head of ComplianceEDUCATION QUALIFICATIONS:• A level or equivalentWORK EXPERIENCE:• Knowledge of Bloomberg system (preferable)• Recent relevant industry experience to Read more […]
**Compliance Administrator** recruitment
Supporting the Head of Compliance you will be responsible for a variety of tasks including:compiling the annual compliance plan, ensuring all regulatory risks are idenifitied, and communicting this to senior management.Coordinating the monthly MI pack for the Head of ComplianceIdentifying regulatory changes and the impact on the business, communicating this to the wider Compliance team.Responsibility for coordinating training manual and communicating to the business.This is a varied for a reputable Investment Bank for an individual with banking and compliance experience, looking to develop themselves Read more […]
Compliance Administrator recruitment
A top 40 UK legal firm is currently seeking a Compliance Administrator to join their Finance department on a permanent basis. Reporting to the Compliance Manager, you will be performing conflict searches as required, as well as assisting with conflict work flow for the team. You must ensure the Firm’s clients (new and active) are screened in line with Government Sanctions Legislation and you will be responsible for managing the Firm’s Client Engagement process. This will require liaising with Partners, fee-earners and secretaries and include obtaining authorisation for rate agreements that deviate Read more […]