Compliance Adviser needed at Wealth Management Firm recruitment
This firm covers the full breadth of investment management services and requires an experienced compliance professional who has worked extensively in this industry sector and would be capable of managing teams. This is a high profile role allowing the successful incumbent to provide front office advisory, as well as advise the various compliance functions within the firm.Key responsibilities will include:Ensure the business maintains an appropriate compliance culture in embedding new regulationReview and refresh compliance controls within the framework to better address current and future regulationContribute Read more […]