Head of UK Investment Management Office Based in London recruitment
Requirements:10-15+ years experienceExperience in having run money for UHNW HNW IndividualsStrong Private Wealth/Private Client experienceRDR QualifiedBenefits:Competitive Base Salary BonusExcellent Working EnvironmentPotential for Career ProgressionGrowing Company TeamPlease send an application through eFinancialCareers or send your CV directly to privatebanking@carltonseniorappointments.com. For a confidential discussion, please call 0207 078 0510. Read more […]
Compliance Monitoring & Surveillance recruitment
As part of the Bank’s commitment to further strengthen its compliance review function, and to support both ongoing and widening coverage of wholesale market activity within its existing commercial banking operations, The Bank is seeking to hire a monitoring and surveillance professional to support it’s efforts to identify, manage and report incidents of market abuse or other improper activity. The successful candidate will be responsible for both real time and retrospective monitoring of trading activity and trading communications, using a risk based approach to ensure that not only are relevant Read more […]
Training & Competence Manager recruitment
About the ChallengeYou will be required to ensure the effectiveness of the framework in terms of assessing the skills, knowledge and expertise of the staff, whilst setting robust sales targets and maintaining compliant sales procedures. You will be required to coordinate, monitor and support activities through detailed record keeping demonstrating compliance at all times. In addition you will assist in training and inducting all investment regulated sales staff and will provide high quality coaching to advisors and supervisors. About youYou will demonstrate, awareness and adherence to the UK and Read more […]
Business Analyst – Securitisation/Treasury recruitment
Key words: Business Analyst, Securitisation, Business Analyst Group Treasury, Treasury, Anlaysis, Treasury, Stakeholder management, Banking, Data Analysis, Stakeholder Engagement, BAA leading financial services institution are looking for a Business Analyst to join their Treasury Finance team on a contractual basis. This project falls within their Secured Funding Programme within their Group Liquidity area.Key Role Deliverables: Working closely with the stakeholders to capture requirements. Produce requirements documents. Data analysis – data transformations – mappings etc. Perform gap analysis Read more […]
Wealth Manager – Financial Planning (UK OFFICE) recruitment
Responsibilities:Providing financial planning servicesAdvising clients on their current financial situationUndertaking financial reviewsReviewing existing portfolios/situationsMarketing the company’s services productsAcquiring new clients where possibleServicing existing clientsRequired:Experience in giving financial adviceRDR Qualified or Near QualifiedBenefits:Competitive base salary bonus structureEmployed positionExisting leads suppliedExisting network to leverageExcellent benefits packageSuperb training schemeIf you are interested, please send a CV directly through eFinancialCareers, or Read more […]
Head of Customer Complaints – Private Banking recruitment
The key purpose of the Client Relations Complaints team is to resolve complex, servicing, executive and regulatory complaints across the business. The team aims to resolve complaints quickly and effectively to restore and enhance the relationships with the clients, it also aims to work in partnership with the business to idetify and eradicate systemic causes of complaints. The regulatory requirements of the FSA must be adhered to to prevent the censure, imposition of fines and to protect the reputation of the business.The role holder will be responsible for the leadership of a team of c.15 Read more […]
Client Services Officer, Private Bank recruitment
• Provide accurate and timely support to Relationship Managers and Private Bank clients• Be aware of and assist Relationship Managers in achieving their revenue and AUM targets• Handling of Relationship Manager’s inbound calls where necessary• Produce high quality phone and written correspondence to clients• Liaising with other Departments where necessary, promptly inform Relationship Managers and the management team of any complaints. For Jersey clients ensure these are logged in Command• Actively participate in the prevention of money laundering and fraud by strict adherence and Read more […]
Service Relationship Manager recruitment
Job Purpose:To support the sales process end-to-end in handling Client Documentation, Review, and QA Submission to FE Operation for fulfilment. To Manage and fulfil the service requirements of Citigold Clients, which includes Welcome Calling Periodic service calling, service non-investment queries, organising VRC which eventually results in meeting the CSLM Targets. To receive, record and manage the Complaints from the clients. Preparation of evidences and recording chronology of events for compliance review. Key Responsibilities:Service Calling:Maintain an Inventory of the CG Clients mapped Read more […]
Financial Planning Support – Paraplanner recruitment
Investment Products and Services (IPS) UK brings together product specialists involved in product development, coverage/sales support and execution to provide high quality services to Wealth Management client segments.Wealth Planning and Financial Planning are key differentiators in servicing Wealth Management clients. A paraplanner is required to join this team to work along side the financial planners to enable the efficient execution of financial planning advice. The role holder is expected to be a technical and qualified individual who can offer skills in addition to those of the advisor to Read more […]
Client Support Officer recruitment
A 6 months rolling contract that would suit someone who is immediately available. The firms Private Bank, one of the largest private banking businesses in the world, provides professional wealth management services for 26,000 clients globally, including a third of the world’s billionaires, operating in 60 offices in more than 30 countries.The Private Bank offers unmatched global reach, coupled with a full range of portfolio management and investment advisory services, an array of structured lending and banking services, as well as expertise from Markets and Banking division.The Private Bank is Read more […]