Compliance Advisory Officer recruitment
A fantastic opportunity has arisen for a compliance advisory officer to work for a top tier investment bank. You will be reporting to the Head of FI Sales, Trading and Origination Compliance Advisory, assisting in the coverage of credit and rates and providing primary coverage for Corporate and Institutional sales. Responsibilities include: Advising and providing guidance on various rules and regulations affecting the business (on particular deals, rule changes etc.) Providing Compliance Training. Co-ordination of regulatory audits and inspections. Registration of relevant staff with the FSA. Responding Read more […]
Compliance Advisory Officer recruitment
An excellent opportunity has arisen for a Compliance Advisory Associate to work for a top tier asset management. You will be responsible for providing qualitative compliance advice to the various business divisions in respect of activities, products and services within the EMEA region. Changes in, and new regulation continues to be a key focus for Compliance and the new position is crucial to the delivery of the Compliance objectives and priorities for 2012 and beyond. You will be involved in analysis, communication and implementation of regulation, working with others in Compliance Legal and Read more […]
Listed Derivatives – Compliance Advisory Officer recruitment
The Role You will be working as a Compliance Officer providing front office regulatory advice and guidance relating to internal policies and regulations in regards to Listed Derivatives. Working with senior front office business leaders you will be required to give ‘real-time’ opinion. Reviewing and commenting on a wide range of new business and product proposals to spot and address any compliance, regulatory and reputation risks. In supporting the Head of this team the candidate will provide real time advisory support to the listed derivatives business unit. The candidate will be involved in developing Read more […]