Compliance Analyst- Top Tier Hedge Fund recruitment

Reporting to the compliance manager and partnering with the Chief Compliance Officer the compliance analyst will be tasked with ensuring that the portfolios and operations of the firm meet all regulatory requirements, both state and federal.The Compliance Analyst will have broad reaching responsibilities including the following:* Create, review and update operational and compliance policies and procedures, including areas such as trading matters (front running, insider trading, trade errors, allocation among funds) business continuity and disaster recovery, privacy laws, email/data review for securities Read more […]

July 8, 2012 • Tags: , • Posted in: Financial • Comments Off on Compliance Analyst- Top Tier Hedge Fund recruitment