Compliance Assistant Manager $35K MNC FI contract-perm recruitment

The Company A multi-national financial institution is looking for a Compliance Assistant Manager, initially on a 6 months contract basis to permanent. The Role Conduct regular compliance monitoring procedures and checking Handle trade approval Review exception reports Handle regulatory reporting, filing and client reporting for the group Handle licensing application, filing for the group Review marketing materials and handle enquiries from business team Provide advice and guidelines, including briefing sessions, to staff on compliance issues relating to the regulated activities Your Read more […]

September 26, 2010 • Tags: , • Posted in: Financial • Comments Off on Compliance Assistant Manager $35K MNC FI contract-perm recruitment