Compliance Associate Director recruitment
Compliance Associate Director required by a leading Investment house in London to provide compliance assistance and advice to ensure that the Company complies with the regulatory requirements placed upon it by the FSA and other relevant regulatory bodies, and with all other appropriate authorities and law, through the effective provision of advice, monitoring and support to the business and the Compliance Manager.Responsibilities:Providing assistance and support to the Compliance Manager in carrying out the FSA Controlled Functions 10 and 11 for compliance and money laundering oversight. Specific Read more […]