VP, Compliance Audit recruitment
ResponsibilitiesMonitor internal controls relating to compliance and AML risksContribute to risk assessment profiles/ business monitoringPlan and execute audit assignments within the Asia Pacific regionDevelop and maintain broad broker-dealer regulatory experienceIdentify opportunities for continuous process improvement and adoption of best practices in terms of process execution, internal controls, ethics and complianceRequirementsUniversity graduate in Finance, Accountancy or other related disciplineMinimum 8 years of experience in Internal Audit or Compliance Audit or Compliance roleWorking Read more […]