Compliance Consultant (Investment Bank/Inter Dealer Broker experience) recruitment

Our Regulatory Compliance Consulting business is dedicated to providing compliance advisory services to our diverse client base and as part of our growth plans we are looking to add a sell-side compliance specialist to our team. This experience is likely to have been gained in an Investment Banking or Inter Dealer Broker environment.Key Responsibilities: • Provide clients with responsive regulatory advice and solutions• Update clients on regulatory change and how it impacts their business• Draft manuals and other compliance documentation for clients• Set up relevant compliance infrastructure Read more […]

December 22, 2010 • Tags: , , , • Posted in: Financial • Comments Off on Compliance Consultant (Investment Bank/Inter Dealer Broker experience) recruitment