Compliance Director (Exclusive Mandate) recruitment
The successful candidate will take overall responsibility for the compliance function in London and be registered as the CF10 11, reporting into the Group Head of Compliance. They will cover a broad range of duties including (but not limited to):• Applicability of all areas of the FSA handbook (including senior management arrangements, conduct of business, training and competence reporting and notifications, money laundering and market abuse)• Development and maintenance of the compliance monitoring programme including the underlying risk assessment framework• Adherence to requirements Read more […]
October 18, 2008
• Tags: Compliance, Compliance Director (Exclusive Mandate) recruitment, Legal careers in the UK • Posted in: Financial • Comments Off on Compliance Director (Exclusive Mandate) recruitment