Compliance Junior KYC/AML recruitment

This is an excellent opportunity for the right candidate to gain exposure to a  compliance department within a brokerage firm and build upon their knowledge. We are looking for a friendly, outgoing and hardworking Junior to assist the current team with their day to day activities, and eventually take on more responsibilities. Exposure to Derivatives and Cash Equities an advantageKey respobsibilities include:Compliance Junior KYC/AML1. Collating compliance client information2. Managing Personal Account Dealing3. Managing FSA approved persons registrations4. Daily recording of Research publications5. Read more […]

March 14, 2012 • Tags: , , • Posted in: Financial • Comments Off on Compliance Junior KYC/AML recruitment