Compliance Manager-Monitoring recruitment
Compliance Manager – Monitoring – LondonMy client, a large investment bank, is seeking a Compliance Manager to join their team in London on a permanent basis. The successful candidate will be carrying out compliance monitoring activities to ensure the business is operating in line with current laws, regulations, codes and the group standards.Responsibilities:Build close relationships with both advisory team and the business.Prepare compliance risk assessmentsPrepare monitoring plansCarry out monitoring fieldwork/ desk reviewsTrack and follow up actions identifiedProvide regular updates on progress Read more […]
May 8, 2011
• Tags: Compliance, Compliance Manager-Monitoring recruitment, Legal careers in the UK • Posted in: Financial • Comments Off on Compliance Manager-Monitoring recruitment