Compliance Manager (part time) recruitment
Reporting into the Board of each entity, the successful candidate will have full oversight of compliance for two entities and hold the CF10 11 controlled functions.Responsibilities include (but are not limited to):Regulatory Compliance• Ensure that the firm remains compliant with all applicable UK US regulations and codes of conduct• Keep senior management aware of their regulatory responsibilities, changes to rules and current practice• Maintain and update the Code of Ethics, Compliance Manual and internal procedures as required• Provide advice and guidance to the business on regulatory Read more […]
July 10, 2012
• Tags: Compliance, Compliance Manager (part time) recruitment, Legal careers in the UK • Posted in: Financial • Comments Off on Compliance Manager (part time) recruitment